SEC Charges TCFG Investment Advisors with Making False Statements to Investors

The Securities and Exchange Commission recently filed a complaint against TCFG Investment Advisor, TCFG Wealth Management and Richard James Roberts. Here are some facts according to the complaint: From June 2014 through April 2020 is the relevant time period in the Complaint. The complaint alleges that Roberts mislead clients about the fees and mark-ups that […]