Sean Zhang Embroiled in Suitability Disputes
Sean Zhang (CRD# 5050282), formerly a broker registered with Wells Fargo, is involved in several investor disputes alleging unsuitable recommendations. MDF Law is investigating the former Alhambra, California-based financial professional for similar conduct. Investors with concerns are encouraged to contact us as soon as possible for a consultation. Details about the investor disputes involving Mr. […]
Kirk Crossen Involved in $6 Million Suitability Dispute
Kirk Crossen (CRD# 2742256), formerly a broker registered with Raymond James & Associates, is involved in a $6 million investor dispute alleging he executed an unsuitable strategy. MDF Law is investigating the former Carmel, Indiana-based financial professional for similar conduct. Investors with concerns about their accounts should contact us for a free consultation. To learn […]
James Blaszyk Involved in $400,000 Suitability Dispute
James Blaszyk (CRD# 5364851), a broker registered with Wells Fargo, recommended unsuitable investments, according to an investor dispute. MDF Law is currently investigating the Boynton Beach-based financial professional for similar conduct. If you have concerns about your accounts, contact us for a free, confidential consultation. To learn more about the allegations against Mr. Blaszyk, continue […]
Brian Dumont Embroiled in $500,000 Dispute
Brian Dumont (CRD# 4737802), formerly a broker registered with Cambridge Investment Research, recommended an unsuitable investment, according to an investor dispute. MDF Law is investigating the New York City-based Dumont Wealth adviser for similar conduct. Investors with concerns about their accounts should contact us for a free consultation. To learn more about the allegations against […]
Fera Shivaee Allegedly Sold Unsuitable Bond
Fera Shivaee (CRD# 2271590), a broker registered with Centaurus Financial, recommended an unsuitable and complex investment, according to an investor dispute. MDF Law is investigating the Laguna Niguel, California-based financial professional for similar conduct. Investors with concerns should contact us immediately for a free consultation. To learn more about the allegations against Ms. Shivaee, continue […]
Devin Patel Involved in $1.5 Million Investor Dispute
Devin Patel (CRD# 6632487), a broker registered with Sanford Bernstein & Company, gave unsuitable advice that led to 7-figure damages, according to an investor dispute. MDF Law is investigating the Tampa-based financial professional for similar conduct. We encourage investors with concerns to call us immediately. To learn more about the allegations against Mr. Patel, continue […]
Norman Harp Involved in 6-Figure Bond Dispute
Norman Harp (CRD# 2480563), a broker registered with B.B. Graham & Company, is involved in an investor dispute seeing more than $100,000 in damages, according to FINRA records. MDF Law is investigating the Leawood, Kansas-based financial professional for similar conduct. We urge investors to call us immediately with any concerns. To learn more about the […]
Andrew Pesner Embroiled in 6-Figure Negligence Complaint
Andrew Pesner (CRD# 1971579), a broker registered with VCS Venture Securities, recommended an unsuitable stock investment, according to investor allegations. MDF Law is conducting an investigation of the Hauppage, New York-based financial professional for similar conduct. We encourage investors with concerns to reach out to our office immediately. Find details about his alleged conduct below, […]
Joseph Audia Allegedly Sold Unsuitable Stocks
Joseph Audia (CRD# 2909761), a broker registered with VCS Venture Securities, is embroiled in an investor dispute alleging that he provided unsuitable investment advice. MDF Law is investigating the Hauppage, New York-based financial professional for similar conduct. We encourage investors with concerns to call us as soon as possible. The details contained in this post […]
Jimmy Monken Embroiled in $750K Investor Dispute
Jimmy Monken (CRD# 5765921), a broker registered with Morgan Stanley, is involved in investor disputes seeking six-figure damages. MDF Law is investigating the Clayton, Missouri representative for conduct similar to that alleged in the disputes, which are contained in his Financial Industry Regulatory Authority (FINRA) BrokerCheck profile, accessed on October 7, 2023. Call an attorney […]