Stephen Smith of Cetera Involved in Suitability Dispute
Stephen Smith (CRD# 2632131), a broker registered with Cetera Investment Services, made unsuitable investment recommendations, according to an investor dispute. MDF Law is investigating the Fort Myers, Florida-based financial professional, who is also a representative of Regions Bank, for similar conduct. If you have concerns about your accounts, contact us to speak with an attorney […]
Mike McFeely Allegedly Sold Unsuitable Oil & Gas Investments
Mike McFeely (CRD# 5505995), a broker registered with LPL Financial, is involved in investor disputes alleging unsuitable investment recommendations. MDF Law is investigating the York, Pennsylvania financial advisor, who does business as Academy Financial, for similar conduct. If you have concerns about investments in your accounts, contact our law firm for a free consultation. To […]
Stephen Nitz Allegedly Charged Excessive Fees
Stephen Nitz (CRD# 1298437), a broker registered with Steward Partners, recommended an unsuitable REIT, according to a recent investor dispute. MDF Law is investigating the Newtown, Connecticut-based financial professional for similar conduct. If you have concerns about investments in your accounts, contact our law firm for a free consultation. To learn more about the allegations […]
Keith D’Agostino Allegedly Made Excessive Trades
Keith D’Agostino (CRD# 2837860), a broker registered with EF Hutton, recommended unsuitable investments, according to several customer disputes. MDF Law is investigating the Woodbury, New York-based financial professional for similar conduct. If you are a current or former client with concerns about your accounts, contact us for a free, confidential consultation. To learn more about […]
Joe Zheng Allegedly Made Unsuitable Recommendations
Joe Zheng (CRD# 2318835), a broker registered with J.K. Financial Services, recommended unsuitable investments, according to a recent investor dispute. MDF Law is investigating the Norco, California-based financial professional for similar conduct. If you are a current or former client with concerns about your accounts, call us for a free consultation. More information about the […]
Gaylord Rohloff Allegedly Recommended Unsuitable Bonds
Gaylord Rohloff (CRD# 1542216), a broker registered with Western International Securities, recommended unsuitable investments, according to recent investor disputes. MDF Law is currently investigating the Westlake Village, California-based financial professional for similar conduct. Call us for a free consultation if you have concerns about trading in your accounts. To learn more about the allegations involving […]
Loren Morrison Allegedly Made Unauthorized Trades
Loren Morrison (CRD# 4578161), a broker registered with Stifel Nicolaus & Company, made unauthorized trades, according to recent investor disputes. MDF Law is investigating the Southfield, Michigan financial professional for similar conduct. If you have concerns about investments in your account, we encourage you to contact our attorneys for a free consultation. To learn more […]
Elliot Sherer Allegedly Engaged in Churning, Suitability Violations
Elliot Sherer (CRD# 2719671), a broker registered with Aegis Capital Corporation, recommended unsuitable investments, according to a recent investor dispute. MDF Law is investigating the Melville, New York financial professional for similar conduct. If you have concerns about your portfolio, call us for a free consultation. To learn more about Mr. Sherer’s professional history, continue […]
Will Duffy Allegedly Recommended Unsuitable Investments
Will Duffy (CRD# 6726333), formerly a broker registered with Innovation Partners, violated securities industry laws and rules, according to recent investor disputes. MDF Law is investigating the former Lone Tree, Colorado financial professional for similar conduct. Contact us for a free consultation if you have concerns about your investments. More information about the allegations against […]
Lawrence Nagel Allegedly Sold Unsuitable Bonds, Annuities
Lawrence Nagel (CRD# 3040736), a broker registered with Merrill Lynch, recommended unsuitable investments, according to recent investor disputes. MDF Law is investigating the Louisville, Kentucky financial professional for similar conduct. Call us for a free consultation today if you have concerns regarding your accounts. To learn more about the disputes involving Mr. Nagel, continue reading […]