Loren Morrison Allegedly Made Unauthorized Trades
Loren Morrison (CRD# 4578161), a broker registered with Stifel Nicolaus & Company, made unauthorized trades, according to recent investor disputes. MDF Law is investigating the Southfield, Michigan financial professional for similar conduct. If you have concerns about investments in your account, we encourage you to contact our attorneys for a free consultation. To learn more […]
Elliot Sherer Allegedly Engaged in Churning, Suitability Violations
Elliot Sherer (CRD# 2719671), a broker registered with Aegis Capital Corporation, recommended unsuitable investments, according to a recent investor dispute. MDF Law is investigating the Melville, New York financial professional for similar conduct. If you have concerns about your portfolio, call us for a free consultation. To learn more about Mr. Sherer’s professional history, continue […]
Will Duffy Allegedly Recommended Unsuitable Investments
Will Duffy (CRD# 6726333), formerly a broker registered with Innovation Partners, violated securities industry laws and rules, according to recent investor disputes. MDF Law is investigating the former Lone Tree, Colorado financial professional for similar conduct. Contact us for a free consultation if you have concerns about your investments. More information about the allegations against […]
Lawrence Nagel Allegedly Sold Unsuitable Bonds, Annuities
Lawrence Nagel (CRD# 3040736), a broker registered with Merrill Lynch, recommended unsuitable investments, according to recent investor disputes. MDF Law is investigating the Louisville, Kentucky financial professional for similar conduct. Call us for a free consultation today if you have concerns regarding your accounts. To learn more about the disputes involving Mr. Nagel, continue reading […]
Robert Earls Allegedly Misappropriated Client Funds
Robert Earls (CRD# 1369915), formerly a broker registered with LPL Financial, misappropriated customer funds, according to recent investor disputes. MDF Law is investigating the former Roanoke, Virginia financial professional for similar conduct. Call us for a free consultation if you have concerns about your accounts. To learn more about the allegations against Mr. Earls, continue […]
Pat Hobert Allegedly Recommended Unsuitable Investment
Pat Hobert (CRD# 805680), a broker registered with Centaurus Financial, is embroiled in investor disputes alleging that he recommended unsuitable investments. MDF Law is investigating the Newport Beach, California-based financial professional for similar conduct. We urge investors with concerns to reach out for a free consultation. To learn more about the allegations against Mr. Hobert, […]
Tim Tremblay Embroiled in Suitability Disputes
Tim Tremblay (CRD# 1201542), a broker registered with Centaurus Financial, sold unsuitable investments, according to recent investor disputes. MDF Law is investigating the Santa Barbara, California-based financial professional for similar conduct. If you have concerns regarding your accounts, contact us for a free consultation. To learn more about the Tremblay Financial Services representative, continue reading […]
Alex Kline Allegedly Sold Unsuitable Investments
Alex Kline (CRD# 1271785), a broker registered with Cambridge Investment Research, recommended unsuitable investments, according to investor disputes. MDF Law is investigating the Pittsburgh-based financial professional for similar conduct. Investors with concerns about their accounts should reach out for a free consultation. More information about the Duncan Financial Group representative’s conduct follows below. This post […]
Todd Lesk Embroiled in $1 Million Dispute
Todd Lesk (CRD# 2788300), formerly a broker registered with Cambridge Investment Research, is embroiled in an investor dispute and was recently barred from acting as a broker. MDF Law is currently investigating the former Coral Springs, Florida-based financial professional for alleged rule violations. If you have concerns regarding your investments, contact us for a free […]
Tamara Glenn Embroiled in Investor Disputes
Tamara Glenn (CRD# 4324857), formerly a broker registered with LPL Financial, is involved in investor disputes alleging unsuitable recommendations. MDF Law is investigating the former East Lansing, Michigan financial professional for similar conduct. If you have concerns about your accounts, contact us for a free consultation. Continue reading to learn more about the allegations against […]