UBS Broker Involved in $500,000 Customer Arbitration

Nick Polydoros (CRD #: 1109056), a broker registered with UBS Financial Services in Scottsdale, Arizona, is involved in a half-million-dollar investor dispute, according to his BrokerCheck record, accessed on November 24, 2021. On February 24, 2021, an investor alleged that Nick Polydoros recommended unsuitable investments. They further alleged that those investments resulted in principal losses. […]

Investor Files Suitability Complaint Against Kalos Broker Ron Russell

Ron Russell (CRD# 2844140), a Kalos Capital advisor is the recipient of customer complaints, according to Financial Industry Regulatory Authority (FINRA) records accessed on November 8, 2021. If you have lost money investing with Mr. Russell or his firm and you want to discuss your case with us, please call 212-203-9300 to speak with an […]