H. Beck Pays $1.25 Million to Settle Customer Complaint


According to records received by FINRA on January 11, 2022, H. Beck agreed to pay a customer $1.25 million to settle a complaint related to John Tweardy (CRD 1361757). Dispute Involved BDCs, REITs and Variable Annuities According to the disclosure, the customer involved in the dispute was seeking $1,175,000 related to misrepresentations made in connection […]

Settlements Reached in Complaints Involving Discipline Advisors Joe Minchaletz

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Joe Minchaletz (CRD 1327534) of Discipline Advisors has been involved in multiple customer settlements. This is according to his BrokerCheck report accessed on January 11, 2022. Nine Reported Customer Settlements Involving Minchaletz Since 2019 According to records released by FINRA, Joseph Minchaletz has been involved in nine customer settlements since 2019. Many of the public […]

Settlements Reached Annuity Cases Involving LPL Advisor David Taddeo


David Taddeo (CRD 1163829) has been involved in three recent customer disputes that have settled according to records reviewed by FINRA on January 10, 2022. Customer Settlements Totaled Over $800,000 According to records received from FINRA, a complaint was filed involving David Taddeo’s alleged misrepresentation of variable annuity income benefit riders. That complaint settled for […]