H. Beck Pays $1.25 Million to Settle Customer Complaint
According to records received by FINRA on January 11, 2022, H. Beck agreed to pay a customer $1.25 million to settle a complaint related to John Tweardy (CRD 1361757). Dispute Involved BDCs, REITs and Variable Annuities According to the disclosure, the customer involved in the dispute was seeking $1,175,000 related to misrepresentations made in connection […]
Settlements Reached in Complaints Involving Discipline Advisors Joe Minchaletz
Joe Minchaletz (CRD 1327534) of Discipline Advisors has been involved in multiple customer settlements. This is according to his BrokerCheck report accessed on January 11, 2022. Nine Reported Customer Settlements Involving Minchaletz Since 2019 According to records released by FINRA, Joseph Minchaletz has been involved in nine customer settlements since 2019. Many of the public […]