Antoine Souma Barred by FINRA Following Investigation
Antoine Souma (CRD #: 4210987), a broker formerly registered with Insigneo Securities in Beverly Hills, California was barred by FINRA for failing to cooperate in an investigation into his conduct, according to his BrokerCheck record, accessed on February 23, 2023. If you invested with Antoine Souma, please call our law office at 800-767-8040. Our law […]
Avantax Reaches Settlement with the SEC over Fee Complaint
On December 20, 2021, the Securities and Exchange Commission announced that it would be entering into a settlement with Avantax Advisory Services, Inc. Avantax was formerly known as 1st Global Advisors, Inc. The order, which is below, concerns conflicts of interests arising from the sale of mutual funds. SEC Order with Avantax Did You Lose […]