JD Phillips: Complaints Involving Former Charlotte Broker Settled for $2.5 Million

senior-woman-computer-laptop-bill-financial-money-older-paper-business-online-home-document-aged

John Phillips (CRD# 2796242) is involved in settled or pending customer complaints alleging his recommendations resulted in substantial losses. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on December 17th, 2021, Mr. Phillips was most recently registered with MetLife Securities in Charlotte, North Carolina. Also known as JD Phillips, he is […]

Ponzi Scheme Investigation: deeproot Funds and Robert Mueller

Numbers-on-Spreadsheet

Our law office is investigating arbitration cases against the financial advisors who marketed deeproot Funds to investors.  If you or someone you know invested in a deeproot fund, including 575 fund or dGRD, please call us at 212-203-9300 for a free and confidential consultation. What is the lawsuit about deeproot Funds about? On August 20, […]