Investors Allege Cara Miller Sold Unsuitable Energy Investments
Cara Miller (CRD# 4521819), an investment adviser registered with Mariner Wealth Advisors, allegedly recommended unsuitable alternative investments. This information is disclosed in her Financial Industry Regulatory Authority-published BrokerCheck report, a public record accessed on June 28, 2023. More information about the Rapid City, South Dakota professional’s alleged conduct is below. Investor Disputes Seek $590,000 Between […]
Jason Cook Involved in Investor Dispute over Oil Investments
Jason Cook (CRD# 4349388), a broker registered with Berthel Fisher & Company, allegedly recommended unsuitable investments. This is the claim made in a customer dispute disclosed in the Graham, North Carolina representative’s BrokerCheck report, a record published by the Financial Industry Regulatory Authority. Accessed on June 22, 2023, this record also notes that Mr. Cook […]