Former Wells Fargo Advisor Mario Rivero Indicted by the Feds
Mario Rivero, a broker and financial investment advisor formerly associated with LPL Financial and Wells Fargo, was arrested on March 14, 2022 and charged with two counts of wire fraud, one count of investment advisor fraud, and one count of securities fraud. Mr. Rivero is alleged to have stolen more than $500,000 from multiple clients […]
Investigation: Hamilton Investment Counsel Advisor Scott Bremus
Scott Bremus (CRD 4073006) was discharged from LPL Financial on October 1, 2021. This is according to disclosures reviewed on November 18, 2021. Mr. Bremus continues to be registered with Hamilton Investment Counsel. LPL Fires Scott Bremus On October 1, 2021, LPL Financial announced that it was terminating Mr. Bremus. The reason is as follows, […]
Eric Hollifield: $1.2 Million Theft Complaint Involving Ex-LPL Broker
$1.2 Million Pending Complaint Against Ex-LPL Broker
Mutual Funds: Fees, Share Classes and Abusive Practices
Investors in mutual funds should be aware of common fraudulent practices, including annuity switching.