Jeremy Jacobson: FINRA Suspension Alleges Unauthorized Trades
Jeremy Jacobson (CRD# 4437801), formerly a broker registered with LPL Financial, executed more than $1 million in unauthorized trades, according to a Financial Industry Regulatory Authority (FINRA) enforcement action. This sanction can be found on his FINRA BrokerCheck profile, a public record accessed on July 17, 2023. It shows that Mr. Jacobson has been suspended […]
Invista Advisors’ Dan Sloan Involved in Customer Settlements
Dan Sloan (CRD# 1496530) has been involved in dozens of customer complaints that settled for hundreds of thousands of dollars. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on December 8, 2021, Mr. Sloan was previously registered as a broker with LPL Financial in Montgomery, Alabama, where he is currently registered […]