Joseph Beam Involved in GWG Holdings Disputes
Joseph Beam (CRD# 5407778), formerly a broker registered with Capital Investment Group, recommended unsuitable investments in GWG Holdings, according to investor disputes. MDF Law is investigating the former Flat Rock, North Carolina-based financial professional for similar conduct. We urge investors with concerns to contact us as soon as possible. To learn more about the allegations […]
Investigation: GWG L Bond Sales Made by Gaylord Rohloff
We are investigating Gaylord Rohloff (CRD #1542216) for sales practice violations related to the marketing of GWG L Bonds. Mr. Rohloff is currently registered with Western International Securities in Westlake Village, California. The information contained in this article is based on disclosures contained on her public securities license as well as other information. The public […]
SEC Charges Western International Securities over GWG L Bond Sales
On June 16, 2022, the Securities and Exchange Commission charged Western International Securities with violating securities regulations by marketing GWG L Bonds to its mostly elderly customers. According to the complaint, Western International’s brokers were unaware of basic features and risks of GWG L Bonds. The case was filed in United States District Court for […]
Recovery Options for GWG L Bond Investors
Our law firm wants to speak with investors who lost money investing in GWG L Bonds offered by GWG Holdings. If you or someone you know lost money investing in a GWG L Bond, please contact attorneys Marc Fitapelli or Jeffrey Saxon for a free and confidential consultation by calling 800-767-8040. You can also complete […]