Ivan Gefen, Newbridge Broker, Involved in $1.2 Million Dispute
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Ivan Gefen (CRD# 1229418), a broker registered with Newbridge Securities Corporation, is involved in an investor dispute seeking seven-figure damages, according to his BrokerCheck profile. Published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 4, 2023, this record notes that the Boca Raton-based financial professional operates under the brand Gefen Asset Management. […]
Eric Garcia: Infinex Broker Involved in Offshore Annuity Disputes
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Eric Garcia (CRD# 5909532), a broker registered with Infinex Investments, allegedly sold an unsuitable and over-concentrated investment, according to his BrokerCheck report. This public record, published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 5, 2023, notes that the Miami-based financial professional was formerly affiliated with Essex National Securities. Offshore Annuity Dispute […]