James Warring: Dispute Involving EagleStone Broker Seeks $4.5 Million


James Warring (CRD# 3198200), a broker registered with Emerson Equity and EagleStone Wealth Advisors, was fired from his former member firm, according to his Financial Industry Regulatory Authority (FINRA) BrokerCheck record. Accessed on June 15, 2023, this record reflects that the Rockville, Maryland representative is also involved in a customer dispute. Why Was James Warring […]

1031 Exchange Disputes Involving Gregory Hill Settle for Over $350,000


Gregory Hill (CRD #: 850818), a broker formerly registered with Emerson Equity, is involved in two settled customer disputes, according to his BrokerCheck record, accessed on January 10, 2022.   Two Six-Figure Customer Settlements Over Failed 1031 Investments On January 28, 2021, an investor alleged that Gregory Hill engaged in negligent misrepresentation and negligent supervision. […]