Tucson Broker Todd Anderson Forced to Resign from Kingswood Capital
Todd Anderson (CRD# 1896352) recently resigned from Kingswood Capital Partners following allegations that he caused unnecessary sales charges to a senior customer. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck record, accessed on June 13th, 2023, FINRA suspended him in April 2023 over the same allegations. Mr. Anderson was last registered as a broker […]
Jeffrey Dampf Accused of Stealing from Elderly Clients
Jeffrey Dampf (CRD 5676205) has been accused of stealing money from elderly clients according to records from FINRA reviewed January 5, 2022. Dampf was most recently registered with PFS Investments as well as Primerica in Totowa, New Jersey. Jeffrey Dampf “Resigns” September 2021 Based on records reviewed from FINRA, PFS Investments allowed Jeffrey Dampf to […]