Jihoon Park, Former MML Broker, Allegedly Converted Funds
Jihoon Park (CRD# 6535514), formerly a broker registered with MassMutual, made unsuitable investment recommendations and converted funds, according to an investor dispute. MDF Law is investigating the former Fairfax, Virginia-based financial professional for similar conduct. Former clients with concerns about their investments are encouraged to call us for a free consultation. To learn more about […]
Former Cetera Advisor Investigated by FINRA over Theft Allegations
Marianne Smith (CRD# 1587765) is under investigation by the Financial Industry Regulatory Authority (FINRA) in connection to alleged misconduct. According to FINRA, the former Cetera advisor is accused of theft. According to her FINRA BrokerCheck report, Ms. Smith was most recently registered with Cetera Advisors in Avon, Connecticut. She is currently not registered with any […]
Richard Kushnir Has a History of Sanctions and Investor Complaints
Richard Kushnir (CRD# 1324068) has received several regulatory sanctions and customer complaints. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, last accessed on December 8, 2021, he was most recently registered with Saxony Securities in Northbrook, Illinois. He is currently not registered as a broker or an investment adviser. Sanctions: Kushnir Failed to […]