$620,000 Settlement Reached in Dispute Concerning James Hyland’s Customer Loans
Former Farmington, Connecticut broker/adviser James Hyland (CRD# 1185748) has been embroiled in a customer complaint alleging he engaged in misconduct. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 16, 2022, he was most recently registered with Fortune Financial Services in Farmington, Connecticut. Investor Complaint Involving James Hyland Settles for $620,000 […]
Don Kowalsky: Key Planning Rep Involved in REIT Complaint
Atlanta broker Don Kowalsky (CRD# 274546) is involved in a pending customer dispute alleging he recommended unsuitably risky investments. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 15, 2022, he is currently a representative of Key Planning. Customer: Unsuitable REIT Recommendation In December 2021 a customer alleged that Mr. Kowalsky […]