Sterling Hirsch Fined $20,000 by California Regulator
Sterling Hirsch (CRD# 4867105), a broker registered with Infinity Financial Services and doing business under the brand Sterling First Financial, allegedly ignored suitability rules. This allegation can be found in an enforcement action disclosed on his BrokerCheck report, a record published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 12, 2023. More […]
William Notrica Fired by RBC Over Trading Violations
Aegis Capital broker/adviser William Notrica (CRD# 817537) was recently discharged by RBC Capital Markets over alleged rule violations. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on March 24, 2022, he is based in Newport Beach, California. William Notrica Violated RBC’s Internal Trading Policy RBC Capital Markets fired Mr. Notrica in January […]
Black Hill Capital Partners Enters Consent Order Over Voyager Fund
Sam Kim (CRD 2122275) and Black Hill Capital Partners have entered into a consent order with the State of California. The consent order relates to the sale of Black Hill Voyager Fund LP. Details about Black Hill Capital Partners’ Consent Order Sam Kim and Black Hill sold the Black Hill Voyager Fund, L.P. beginning in […]