Avantax Investment Services Settles Dispute Involving Brian Stephens for $275,000

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Brian Stephens (CRD #: 2777382), a broker registered with Avantax Investment Services in Baytown, Texas, has settled an investor dispute, according to his BrokerCheck record, accessed on January 11, 2022. Keep reading to learn the details of this dispute. Complaint Concerned Unauthorized Trading On January 3, 2021, an investor alleged that Brian Stephens placed unauthorized […]