LPL Financial Complaints
Do You Want an Attorney to Review Your Complaint Against LPL Financial?
Our attorneys are investigating arbitration claims against LPL Financial and its advisors. If you or someone you know lost money investing, please contact us for a free consultation.
LPL In The News
Ed Baroncini: Excel Wealth Adviser Involved in ETF Disputes
Ed Baroncini (CRD# 3043354), a broker registered with LPL Financial, is involved in investor disputes alleging that supervisory failures caused more than $1 million in
Former LPL Broker Deborah Anderson Involved in Nine Disputes
Deborah Anderson (CRD# 1795405), formerly a broker registered with LPL Financial, is embroiled in nine investor disputes, according to her BrokerCheck profile. This Financial Industry
Azmi Sharif Terminated by LPL Over Outside Business Activities
On December 20, 2022, LPL Financial announced it terminated Azmi Sharif (CRD # 2343413). Mr. Sharif previously worked for LPL Financial in Elmhurst, Illinois. He
LPL’s Robert Li Involved in Second Investor Complaint
Robert Li (CRD # 4068255) is the subject of a second customer complaint concerning the use of margin, according to records accessed from the Financial