LPL Financial Complaints
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Our attorneys are investigating arbitration claims against LPL Financial and its advisors. If you or someone you know lost money investing, please contact us for a free consultation.
LPL In The News
LPL Financial Fined $3 Million: E-Signature Allegations
LPL Financial agreed last year to pay a $3 million fine imposed by the Financial Industry Regulatory Authority. According to a Letter of Acceptance, Waiver,
Bryce Hamilton Allegedly Sold Unsuitable Private Placements
Bryce Hamilton (CRD# 4296113), a broker registered with LPL Financial, recommended unsuitable investments, according to a recent investor dispute. MDF Law is investigating the Cornelius,
Mike McFeely Allegedly Sold Unsuitable Oil & Gas Investments
Mike McFeely (CRD# 5505995), a broker registered with LPL Financial, is involved in investor disputes alleging unsuitable investment recommendations. MDF Law is investigating the York,
Eileen Cure Allegedly Recommended Unsuitable Investments
Eileen Cure (CRD# 2224269), formerly a broker registered with LPL Financial and Avantax (previously H.D. Vest), recommended unsuitable investments, according to customer disputes. MDF Law