Chris Gallo, Joseph Stone Broker, Suspended by FINRA
Chris Gallo (CRD# 6045888), a broker registered with Joseph Stone Capital, recommended excessive transactions to retail customers, according to a disciplinary action. MDF Law is investigating the New York City-based financial professional for similar conduct. If you have concerns about investments in your accounts, call us for a free consultation with our team. To learn […]
Long Island Broker Matt Bullen Involved in $1.2 Million Complaint
Matt Bullen (CRD# 6394076) is involved in a pending customer dispute alleging he engaged in several forms of misconduct. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 23, 2022, he was last registered as a broker with VCS Venture Securities in Mineola, New York. Before that, he was affiliated with […]
Todd Kling: FINRA Investigates NYC Joseph Stone Broker
FINRA is investigating Joseph Stone broker Todd Kling based on allegations of excessive trading in customer accounts.
Joseph Stone’s Lenny Yurovsky Under FINRA Investigation
Financial Industry Regulatory Authority (FINRA) records accessed on October 17, 2021 indicate that Mineola, New York-based Joseph Stone Capital broker Lenny Yurovsky, who has been sanctioned by state securities regulators in Arkansas, is currently under FINRA investigation. MDF Law is interested in hearing from investors who have complaints regarding Mr. Yurovsky (CRD# 4554905). 2013 Customer […]