Don’t Get Short Circuited By a Trading Halts

securities fraud warning signs

  As an investor, you’ve likely grown accustomed to dealing with periods of volatility.  However, the pandemic and other recent events have created even higher levels of uncertainty for market participants, especially in early 2020. Statistics show just how much more:  the March 2020 “Coronavirus Crash” broke all previous volatility records, when the S&P 500 […]

Horizon Private Equity: The Case for Individual FINRA Arbitrations

securities fraud warning signs

In August 2021, the Securities and Exchange Commission filed a complaint and an emergency motion for an asset freeze against John Woods, Southport Capital and Horizon Private Equity Fund. In that complaint, the SEC alleged that John Woods and other employees at Southport Capital operated Horizon Private Equity as a ponzi scheme. The Court in […]