Wealthforge Securities’s CCO Involved in $10 Million Due Diligence Complaints


James Raper (CRD# 5721253), a broker registered with WealthForge Securities, is involved in seven investor disputes, according to disclosures on his Financial Industry Regulatory Authority (FINRA) BrokerCheck report. Accessed on June 28, 2023, this record notes that the Richmond, Virginia representative is his member firm’s Compliance Officer. Investors Allege Due Diligence Failures, Negligence Between January […]