Equitable Advisors Rep Indicted on Fraud Charges, Barred by FINRA


James Simpson (CRD# 424828), an Ohio based Equitable Advisors rep, has been barred by the Financial Industry Regulatory Authority (FINRA) from acting as a broker or otherwise associating with a broker-dealer firm. According to his FINRA BrokerCheck report, last accessed on November 23, 2021, Mr. Simpson was most recently a representative of Equitable Advisors, which […]