Former UBS Broker German Nino is Arrested


German Nino (CRD # 2653707), a broker and investment adviser formerly associated with UBS Financial, was arrested on allegations of stealing approximately $5.8 million from a long-standing client.  Nino was previously registered with UBS in Miami from July 2012 until August 2020.  The Securities and Exchange Commission (“SEC”) and the U.S. Attorney’s Office each announced […]