Robert Earls Allegedly Misappropriated Client Funds
Robert Earls (CRD# 1369915), formerly a broker registered with LPL Financial, misappropriated customer funds, according to recent investor disputes. MDF Law is investigating the former Roanoke, Virginia financial professional for similar conduct. Call us for a free consultation if you have concerns about your accounts. To learn more about the allegations against Mr. Earls, continue […]
Pat Hobert Allegedly Recommended Unsuitable Investment
Pat Hobert (CRD# 805680), a broker registered with Centaurus Financial, is embroiled in investor disputes alleging that he recommended unsuitable investments. MDF Law is investigating the Newport Beach, California-based financial professional for similar conduct. We urge investors with concerns to reach out for a free consultation. To learn more about the allegations against Mr. Hobert, […]
Tim Tremblay Embroiled in Suitability Disputes
Tim Tremblay (CRD# 1201542), a broker registered with Centaurus Financial, sold unsuitable investments, according to recent investor disputes. MDF Law is investigating the Santa Barbara, California-based financial professional for similar conduct. If you have concerns regarding your accounts, contact us for a free consultation. To learn more about the Tremblay Financial Services representative, continue reading […]
Alex Kline Allegedly Sold Unsuitable Investments
Alex Kline (CRD# 1271785), a broker registered with Cambridge Investment Research, recommended unsuitable investments, according to investor disputes. MDF Law is investigating the Pittsburgh-based financial professional for similar conduct. Investors with concerns about their accounts should reach out for a free consultation. More information about the Duncan Financial Group representative’s conduct follows below. This post […]
Todd Lesk Embroiled in $1 Million Dispute
Todd Lesk (CRD# 2788300), formerly a broker registered with Cambridge Investment Research, is embroiled in an investor dispute and was recently barred from acting as a broker. MDF Law is currently investigating the former Coral Springs, Florida-based financial professional for alleged rule violations. If you have concerns regarding your investments, contact us for a free […]
Tamara Glenn Embroiled in Investor Disputes
Tamara Glenn (CRD# 4324857), formerly a broker registered with LPL Financial, is involved in investor disputes alleging unsuitable recommendations. MDF Law is investigating the former East Lansing, Michigan financial professional for similar conduct. If you have concerns about your accounts, contact us for a free consultation. Continue reading to learn more about the allegations against […]
Joao Pinto Sanctioned over High Frequency Trading
Joao Pinto (CRD# 6298233), a broker registered with Spartan Capital Securities, recommended unsuitable transactions in a retired customer’s account, according to a recent disciplinary action. MDF Law is currently investigating the New York City-based financial professional for allegations of similar conduct. We encourage investors with concerns to contact us immediately. To learn more about the […]
Jennifer Basey Allegedly Paid Customers over Trading Complaint
Jennifer Basey (CRD# 4730054), a broker registered with American Global Wealth Management, resigned from Stifel Nicolaus & Company after acknowledging that she paid cash to customers who complained about their investments. MDF Law is investigating the McDonough, Georgia-based financial professional for similar conduct. Investors with concerns about their accounts should contact us as soon as […]
Sean Zhang Embroiled in Suitability Disputes
Sean Zhang (CRD# 5050282), formerly a broker registered with Wells Fargo, is involved in several investor disputes alleging unsuitable recommendations. MDF Law is investigating the former Alhambra, California-based financial professional for similar conduct. Investors with concerns are encouraged to contact us as soon as possible for a consultation. Details about the investor disputes involving Mr. […]
Kirk Crossen Involved in $6 Million Suitability Dispute
Kirk Crossen (CRD# 2742256), formerly a broker registered with Raymond James & Associates, is involved in a $6 million investor dispute alleging he executed an unsuitable strategy. MDF Law is investigating the former Carmel, Indiana-based financial professional for similar conduct. Investors with concerns about their accounts should contact us for a free consultation. To learn […]