Don Wells Allegedly Made Unsuitable Recommendations
Don Wells (CRD# 1217316), a broker registered with Realta Equities, recommended unsuitable investments, according to investor disputes. MDF Law is investigating the Wilmington, Delaware-based financial professional for similar conduct. We urge current or former clients with concerns about their portfolios to reach out for a free consultation. This post contains additional details about Mr. Wells’ […]
Siobhan Shaughnessy Involved in $1 Million Dispute
Siobhan Shaughnessy (CRD# 5151594), a broker registered with UBS Financial Services, recommended an unsuitable strategy, according to an investor dispute. MDF Law is investigating the Purchase, New York-based financial professional for similar conduct. Current or former clients with concerns about their accounts are encouraged to reach out for a free, confidential consultation. To learn more […]
Michael Romano Involved in Suitability Disputes
Michael Romano (CRD# 734293), formerly a broker registered with Arete Wealth Management, has been involved in more than a dozen investor disputes alleging unsuitable investment recommendations. MDF Law is investigating the former Nashville, Tennessee-based financial professional for similar conduct. If you are a former client with concerns about your investments, contact us for a free, […]
Scott Meador, UBS Broker, Involved in $1 Million Dispute
Scott Meador (CRD# 2202512), a broker registered with UBS Financial, recommended unsuitable investments, according to investor disputes. MDF Law is investigating the Naples, Florida-based financial professional for similar conduct. If you suffered losses in your accounts, reach out for a free consultation with an attorney. This post contains additional information about Mr. Meador’s history as […]
Robert Kully Involved in Suitability Disputes
Robert Kully (CRD# 3212528), formerly a broker registered with Western International Securities, recommended unsuitable investments, according to investor disputes. MDF Law is investigating the former Omaha, Nebraska-based financial professional for similar conduct. Former clients who suffered losses in their accounts should reach out to us for a free, confidential consultation. If you are interested in […]
Joe Muller, CP Wealth Broker, Involved in Suitability Disputes
Joe Muller (CRD# 6092175), a broker registered with Moloney Securities, recommended unsuitable investments, according to multiple investor disputes. MDF Law is investigating the Manchester, Missouri-based financial professional for similar conduct. If you have concerns about investments in your portfolio, call us to receive a free consultation with an attorney. This post outlines Mr. Muller’s professional […]
Mary Beslagic Suspended over Mutual Fund Investments
Mary Beslagic (CRD# 5966835), formerly a broker registered with Edward Jones, recommended an inappropriate investment, according to an investor dispute and a regulatory sanction. MDF Law is investigating the former Manchester, Washington-based financial professional for similar conduct. If you have concerns about your accounts, call our law firm for a free and confidential consultation. This […]
Peter Robertson Involved in Oil & Gas Investment Disputes
Peter Robertson (CRD# 1695345), a broker registered with Osaic Wealth, recommended unsuitable oil and gas investments, according to investor disputes. MDF Law is investigating the Irvine, California-based financial professional for similar conduct. Contact us for a free, confidential consultation if you have concerns about your accounts. To learn more about the allegations involving Mr. Robertson, […]
Rajesh Jyotishi, Dempsey Broker, Involved in Suitability Dispute
Rajesh Jyotishi (CRD# 2204676), a broker registered with Dempsey Lord Smith, misrepresented and recommended unsuitable investments, according to an investor dispute. MDF Law is investigating the Norcross, Georgia-based financial professional for similar conduct. Investors with concerns about their accounts are encouraged to call our firm for a free, confidential consultation. The below post contains additional […]
Sanjay Mathur Allegedly Sold Unsuitably Risky Investment
Sanjay Mathur (CRD# 1144243), a broker registered with RBC Capital Markets, recommended inappropriately risky investments, according to a denied investor dispute. MDF Law is investigating the Irvine, California-based financial professional for similar conduct. Current or former clients with concerns about their accounts should contact us for a free consultation. Continue reading this post to learn […]