MML Investor Services Ordered to Pay Investors Restitution

Oklahoma Regulators Censured Robert Franden Over Discretionary Trading

FINRA recently announced that MML Investor Services was ordered to pay restitution to investors to resolve an administrative complaint. Here are the details: FINRA found that from January 2013 until March 2017, MML allowed its advisors to steer investors into higher fee funds. The fine concerns customers who had 529 accounts with MML. FINRA previously […]