Mark Just Involved in Suitability Disputes
Mark Just (CRD# 1138738), an investment adviser registered with The Just Company, recommended unsuitable investments, according to several investor disputes. MDF Law is investigating the Indianapolis-based financial professional, formerly a broker with Triad Advisors, for similar conduct. Current or former customers who suffered losses in their accounts should call us to discuss potential recovery options. […]
Peter Shen, Emerson Equity Broker, Involved in REIT Dispute
Peter Shen (CRD# 5769894), a broker registered with Emerson Equity, recommended an unsuitable investment, according to a recent investor dispute. MDF Law is investigating the San Mateo, California financial advisor for similar conduct. If you suffered losses in your accounts, reach out to our team today for a free consultation about your options. To learn […]
Jay Geaslen, Avantax Broker, Allegedly Sold Unsuitable REIT
Jay Geaslen (CRD# 2124281), a broker registered with Avantax, recommended unsuitable investments, according to an investor dispute. MDF Law is investigating the Atlanta, Georgia-based financial professional for similar conduct. If you have concerns about investments in your accounts, call us to speak with an attorney for free. The following post contains additional information about the […]
Gihan Fernando Allegedly Misrepresented REITs
Gihan Fernando (CRD# 4469669), a broker registered with Cetera Investment Services, misrepresented REITs, according to dozens of investor disputes. MDF Law is investigating the Houston, Texas financial professional for similar conduct. If you have concerns about investments in your accounts, call for a free consultation with our team. To learn more about the allegations against […]
Richard Tulloch Involved in NorthStar REIT Dispute
Richard Tulloch (CRD# 5180553), formerly a broker registered with Avatar Securities, concentrated a customer’s funds in an illiquid REIT, according to an investor dispute. MDF Law is currently investigating the former New York City-based financial professional for similar conduct. If you have concerns about your accounts, we urge you to contact us as soon as […]
Bob Lorente Allegedly Sold Unsuitable REITs
Bob Lorente (CRD# 1425180), formerly a broker registered with Aurora Securities, is involved in an investor dispute alleging that his advice led to six-figure damages. MDF Law is investigating the former Livonia, Michigan-based financial professional for similar conduct. We urge investors with concerns to contact us as soon as possible for a free consultation. To […]
Bill Horak Allegedly Sold Unsuitable ARC REITs
Bill Horak (CRD# 1462594), a broker registered with Purshe Kaplan Sterling Investments, allegedly sold unsuitable REITs, according to his BrokerCheck profile. This record, published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 2, 2023, reflects his registration with his member firm’s branch office in Tallahassee, Florida. REIT Disputes Seek 6-Figure Damages Two […]
Former Cetera Broker Rebecca Ng-Tsang Involved in New Investor Dispute
Rebecca Ng-Tsang (CRD# 5578435), formerly a broker registered with Cetera Investment Services, is involved in investor disputes, according to her Financial Industry Regulatory Authority (FINRA) BrokerCheck record. Accessed on July 3, 2023, this record notes that she was last registered as a broker in Bellevue, Washington. REIT, Annuity Disputes Seek $400,000 Ms. Ng-Tsang is involved […]
Investor Files REIT Complaint Involving Berthel Fisher Advisor Scott Brannan
According to FINRA, North Dakota based advisor Scott Brannan (CRD# 4553880) is involved in a pending customer dispute against Berthel Fisher. This information is based on disclosures contained on his BrokerCheck report, accessed on March 24, 2022. Complaint: Scott Brannan Recommended Unsuitable Non-Traded REIT Mr. Brannan’s FINRA records disclose a pending customer complaint filed in […]
$870,000 REIT Complaint Alleges Wrongdoing by Financial Advisor Joseph Langlois
According to FINRA, a new complaint has been filed against San Diego broker and investment adviser Joseph Langlois (CRD# 4216281). According to records, accessed on March 17, 2022, he is currently a representative of DFPG Investments. Customers: Langlois Recommended Unsuitable Real Estate Securities FINRA records list a recent pending customer complaint involving Mr. Langlois. Filed […]