Austin Broker James Etter Resigns over Private Investment Deals


James Etter (CRD# 5576744), until recently a broker registered in Austin, resigned from NatAlliance Securities in April. According to a disclosure on his Financial Industry Regulatory Authority (FINRA) BrokerCheck record, accessed on June 14, 2023, his resignation stemmed from allegations involving an unapproved securities transaction. Why Did Etter Resign from NatAlliance? Mr. Etter submitted his […]

Investor Alleges Ausdal Advisor Made Unsuitable Recommendations

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Randy Birkinbine (CRD# 2008599) allegedly made recommendations that caused his customers to suffer six-figure losses. According to his BrokerCheck report, accessed on November 23, 2021, Birkinbine is currently affiliated with Ausdal Financial Partners in North Oaks, Minnesota. Complaints Involve Private Placements Financial Industry Regulatory Authority (FINRA) records describe two pending customer disputes involving Randy Birkinbine. […]