Paul Spero Fined and Suspended by FINRA

Lady Justice

Paul Spero (CRD #: 1637713), a broker registered with Cadaret, Grant & Co., consented to a FINRA fine and suspension, according to his BrokerCheck record, accessed on November 2, 2021. Spero Accused of Unauthorized Use of Discretion On April 26, 2021, Paul Spero entered into an Acceptance, Waiver, and Consent agreement (AWC) agreement with FINRA […]