Evan Katz Settles SEC Fraud Charges: Crawford Ventures
Evan Katz (CRD# 5848403), formerly a broker registered with Stonehaven, defrauded prospective investors in the Crawford Ventures Absolute Return Fund, according to a recent sanction. MDF Law is investigating the former New York City-based financial professional for similar conduct. We encourage any former clients with concerns about their investments to contact us for a free […]
Ray Anthony, Arete Broker, Allegedly Breached Duties
Ray Anthony (CRD# 4565686), a broker registered with Arete Wealth Management, misrepresented investments, according to a recent investor complaint. MDF Law is investigating the Sunrise, Florida-based financial professional, who does business as Fincadia, for similar conduct. If you have concerns about investments he recommended, contact us for a free consultation. Continue reading this post to […]
Eva Marina Ovejero Allegedly Misrepresented Investments
Eva Marina Ovejero (CRD# 4782585), a broker registered with Raymond James, made misrepresentations to a client, according to an investor dispute. MDF Law is investigating the Miami, Florida-based financial professional for similar conduct. We urge investors with concerns about their own accounts to reach out for a free, confidential consultation with an attorney. Continue reading […]
David Glienke Allegedly Misrepresented Investment
David Glienke (CRD# 5502866), a broker registered with Western International Securities, recommended unsuitable investments, according to an investor dispute. MDF Law is investigating the Westlake Village, California-based financial professional, who does business as ClearCoast Wealth Management, for similar conduct. If you have concerns about your accounts, call us for a free consultation with an attorney. […]
Brett Straub Involved in $300,000 Dispute
Brett Straub (CRD# 2118331), a broker registered with Osaic Wealth, recommended unsuitable investments, according to a recent dispute. MDF Law is investigating the Haddon Heights, New Jersey-based financial professional, who is also a representative of The Straub Group Advantage, for similar conduct. If you are a current or former client with concerns about your investments, […]
Eileen Cure Allegedly Recommended Unsuitable Investments
Eileen Cure (CRD# 2224269), formerly a broker registered with LPL Financial and Avantax (previously H.D. Vest), recommended unsuitable investments, according to customer disputes. MDF Law is investigating the former Nederland, Texas-based financial professional for similar conduct. If you have concerns about your accounts, call our law firm for a free consultation. To learn more about […]
Matt Peacock Allegedly Misrepresented Activision Bonds
Matt Peacock (CRD# 5834481), formerly a broker registered with Ameriprise, misrepresented an investment in Activision bonds, according to an investor dispute. MDF Law is investigating the former Pensacola, Florida-based financial professional for similar conduct. If you have concerns about your accounts, contact us for a free, confidential consultation. To learn more about the allegations against […]
Hagin Richeson Allegedly Engaged in Unjust Enrichment
Hagin Richeson (CRD# 5380166), a broker registered with Corinthian Partners, violated federal securities laws, according to investor disputes. MDF Law is investigating the Clearwater, Florida-based financial professional for similar conduct. If you have concerns regarding your investment accounts, call our firm today. To learn more about the disputes involving Mr. Richeson, continue reading this post. […]
Philip Stair Allegedly Misrepresented Bond Investment
Philip Stair (CRD# 4645877), a broker registered with Morgan Stanley, misrepresented an investment, according to an investor dispute. MDF Law is investigating the Alpharetta, Georgia-based financial professional for similar conduct, and urges investors to contact us with any concerns. The following post contains additional details about the allegations against Mr. Stair. The information herein can […]