Chris Campbell Allegedly Misrepresented Investment
Chris Campbell (CRD# 5597534), a broker registered with Raymond James Financial Services, is involved in investor disputes alleging misrepresentation. MDF Law is investigating the Buffalo, New York-based financial professional for similar conduct. Investors with concerns about their accounts are encouraged to contact our firm for a free consultation. The below post contains additional details about […]
Kurt Stahl Allegedly Misrepresented Investments
Kurt Stahl (CRD# 1890827), an investment adviser registered with AE Wealth Management, misrepresented investments, according to investor disputes. MDF Law is investigating the Lakewood Ranch, Florida-based financial professional for similar conduct. If you have concerns about investments in your portfolio, call us for a free, confidential consultation. To learn more about the disputes involving Mr. […]
Chris Laffey Allegedly Misrepresented Investment
Chris Laffey (CRD# 859962), a broker registered with Alexander Capital, violated industry rules, according to a pending investor dispute. MDF Law is investigating the Red Bank, New Jersey-based financial professional for similar conduct. We urge investors who suffered losses to contact us for a free, confidential consultation. Continue reading to learn more about Mr. Laffey’s […]
Arthur DeFilippo, Revere Securities Broker, Investigated by FINRA
Arthur DeFilippo (CRD# 1348804), a broker registered with Revere Securities, made a material misrepresentation, according to a regulatory investigation. MDF Law is investigating the Boston, Massachusetts-based financial professional for similar conduct. If you suffered losses on investments he recommended, contact us for a free consultation about your recovery options. The following post describes Mr. DeFilippo’s […]
Evan Katz Settles SEC Fraud Charges: Crawford Ventures
Evan Katz (CRD# 5848403), formerly a broker registered with Stonehaven, defrauded prospective investors in the Crawford Ventures Absolute Return Fund, according to a recent sanction. MDF Law is investigating the former New York City-based financial professional for similar conduct. We encourage any former clients with concerns about their investments to contact us for a free […]
Ray Anthony, Arete Broker, Allegedly Breached Duties
Ray Anthony (CRD# 4565686), a broker registered with Arete Wealth Management, misrepresented investments, according to a recent investor complaint. MDF Law is investigating the Sunrise, Florida-based financial professional, who does business as Fincadia, for similar conduct. If you have concerns about investments he recommended, contact us for a free consultation. Continue reading this post to […]
Eva Marina Ovejero Allegedly Misrepresented Investments
Eva Marina Ovejero (CRD# 4782585), a broker registered with Raymond James, made misrepresentations to a client, according to an investor dispute. MDF Law is investigating the Miami, Florida-based financial professional for similar conduct. We urge investors with concerns about their own accounts to reach out for a free, confidential consultation with an attorney. Continue reading […]
David Glienke Allegedly Misrepresented Investment
David Glienke (CRD# 5502866), a broker registered with Western International Securities, recommended unsuitable investments, according to an investor dispute. MDF Law is investigating the Westlake Village, California-based financial professional, who does business as ClearCoast Wealth Management, for similar conduct. If you have concerns about your accounts, call us for a free consultation with an attorney. […]
Brett Straub Involved in $300,000 Dispute
Brett Straub (CRD# 2118331), a broker registered with Osaic Wealth, recommended unsuitable investments, according to a recent dispute. MDF Law is investigating the Haddon Heights, New Jersey-based financial professional, who is also a representative of The Straub Group Advantage, for similar conduct. If you are a current or former client with concerns about your investments, […]
Eileen Cure Allegedly Recommended Unsuitable Investments
Eileen Cure (CRD# 2224269), formerly a broker registered with LPL Financial and Avantax (previously H.D. Vest), recommended unsuitable investments, according to customer disputes. MDF Law is investigating the former Nederland, Texas-based financial professional for similar conduct. If you have concerns about your accounts, call our law firm for a free consultation. To learn more about […]