Joan Norton: FINRA Sanctioned Woburn Broker over Rollover

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Joan Norton (CRD# 1777913) was sanctioned by securities authorities in Massachusetts in connection to allegations she provided unsuitable investment advice, including annuity rollover recommendations. According to her Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 8, 2022, she was previously registered with Ausdal Financial Partners in Woburn, Massachusetts. Norton Sanctioned over Annuity Complaints […]