Complaint: Axiom’s Robert Doyle Caused $1 Million Damages

Robert Doyle (CRD# 2309859), a broker registered with Axiom Capital Management, allegedly exercised discretion in a customer’s account without authorization. This allegation can be found in his BrokerCheck report, a Financial Industry Regulatory Authority (FINRA) record accessed on July 11, 2023. More information about the New York City broker’s alleged misconduct is available below. Pending […]