FINRA Sanctions Aegis Broker Joe LaScala Over Trading Violations


Aegis Capital broker and adviser Joe LaScala (CRD# 3070261) was recently suspended over findings of excessive and unsuitable trading. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on April 6, 2022, Mr. LaScala operates out of the firm’s office in Melville, New York. Copy of FINRA Fine Against Joe LasCala FINRA: LaScala […]