Richard Urciuoli: SEC Sanctions Adviser over VXX ETN Trading

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Richard Urciuoli (CRD# 1239283), an investment adviser registered with Summit Planning Group, engaged in unsuitable trading involving VXX exchange-traded notes (ETNs), according to a recent order by the Securities and Exchange Commission (SEC). MDF Law is investigating the former East Syracuse-based LPL Financial broker for similar conduct. Investors with complaints should immediately contact an attorney. […]