Ed Baroncini: Excel Wealth Adviser Involved in ETF Disputes
Ed Baroncini (CRD# 3043354), a broker registered with LPL Financial, is involved in investor disputes alleging that supervisory failures caused more than $1 million in damages. MDF Law is investigating the Manchester, Connecticut financial professional and his advisory firm, Excel Wealth Management, for similar conduct. We urge investors with concerns to contact us immediately. More […]
Pathway Advisors Group Sanctioned Over Risky ETF Trades
Dave Frier (CRD 1029781) and Pathway Advisors Group have entered into a consent order with the Securities Commissioner of the State of Colorado. The order resolves complaints related to complex products such as inverse and leveraged ETFs. Dave Frier is still licensed with Pathway Advisors Group. He is also registered with Maia Wealth. Here is […]