Rich Ceffalio Allegedly Recommended Unsuitable Investments
Rich Ceffalio (CRD# 2619565), formerly a broker registered with LPL Financial, recommended unsuitable investments, according to a recent investor dispute. MDF Law is currently investigating the Arlington Heights, Virginia financial professional for similar conduct. If you have concerns about investments in your account, call us for a free consultation today. More information about the allegations […]
Hugo Hernandez Allegedly Misappropriated Client Funds
Hugo Hernandez (CRD# 6446187), formerly a broker registered with MML Investors Services, misappropriated customer funds, according to a recent investor dispute. MDF Law is currently investigating the former El Paso, Texas professional for similar conduct. If you have concerns regarding your investments with Mr. Hernandez, call MDF Law today for a free consultation. More information […]
Sean Fields Fired over Customer Loan Allegations
Sean Fields (CRD# 6190319), formerly a broker registered with PFS Investments, borrowed money from securities clients, according to a disclosure by PFS. MDF Law is investigating the former Concord, California-based financial professional for similar conduct. Investors with concerns about their portfolios should contact us as soon as possible for a free consultation. To learn more […]
David Gibbs: MML Fires Broker over Loan from Customer
David Gibbs (CRD# 2917334) recently departed MML Investors Services over allegations involving an improper customer loan, according to Financial Industry Regulatory Authority (FINRA) records. MDF Law is investigating the former Newtown Square, Pennsylvania-based broker for similar conduct. We encourage investors with concerns about their accounts to contact us as soon as possible. More information about […]
Investor Files $200,000 Complaint Against Wilmington Capital Securities
Former Garden City broker Seymour Cohen (CRD# 2007478) is involved in a pending customer complaint involving allegations of an improper lending arrangement with a client. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 23, 2022, he was most recently registered with Wilmington Capital Securities. Complaint Seeks $200,000 Damages Against Wilmington […]