SEC Charges Miami Adviser Lina Garcia Over Cherry-Picking Allegations


Lina Garcia (CRD# 4447599) has been charged by the Securities and Exchange Commission with orchestrating a fraudulent cherry-picking scheme. According to her Financial Industry Regulatory Authority (FINRA) BrokerCheck report and SEC IAPD Report, Garcia is currently registered as an investment adviser with UCB Financial Advisers in Miami, Florida. She was previously registered as a broker […]

UCB Financial and Lina Maria Garcia Charged In Cherry Picking Scheme


The Securities and Exchange Commissioner (SEC) has charged another investment advisor in connection with a cherry-picking scheme.  Lina Maria Garcia (CRD#: 4447599), a broker and financial investment advisor formerly with Insigneo Securities and UCB Financial Advisers, has been charged for her alleged role in the scheme.  A cherry-picking fraud scheme entails investment managers allocating profitable and […]