Comprehensive Capital Management (CCM) Fined for Misleading Statements

M Financial Planning Enters Consent Agreement with Pennsylvania

Comprehensive Capital Management (CCM) was fined $375,000 in disgorgement and penalties by the SEC for misrepresenting fee-related information and failing to disclose conflicts of interests.  Summary of SEC Complaint Against Comprehensive Capital Here are the details: Investment advisers are required to deliver a brochure containing plain English disclosures of the adviser’s fees and conflicts of […]