FS Energy and REIT Complaints Continue for former LPL Rep Kevin Houser
Ameriprise Financial Services broker Kevin Houser (CRD# 2513167) is involved in pending customer disputes alleging more than half a million dollars in damages. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on March 17, 2022, he is currently affiliated with the firm’s branch office in Center Valley, Pennsylvania. Pending Complaints Allege Unsuitable […]
Did You Invest in Zima Digital Assets Through Art Hoffman?
Former Glendale, Arizona broker Art Hoffman (CRD# 3193754) has been named in a Securities and Exchange Commission (SEC) complaint alleging he defrauded his clients. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on March 15, 2022, he was registered with Ameriprise Financial Services until he was permanently barred from acting as a […]