Complaints Against Centaurus Financial
We are investigating customer complaints against financial advisors associated with Centaurus Financial. Our law firm has experience handing complaints related to non-traded REITs, ponzi schemes, variable annuities, private investments and securities fraud. If you or someone you know has a complaint against Centaurus Financial, please contact us at (800) 767-8040 for a free and confidential […]
Ameriprise Financial: Complaints and Regulatory Fines
If you or someone you know has a complaint against an Ameriprise representative, call our law office at 800-767-8040 for a free and confidential consultation. We accept cases on contingency, which means that we are paid a legal fee only if we are able to successfully recover money on our client’s behalf. Million Dollar Arbitration […]
Are Annuities a Safe Place to Invest Your Money?
Annuities are complex, high commission products that are not right for every investor.
Annuity Litigation
Our attorneys have extensive experience representing investors in disputes with life insurance companies or financial advisors concerning variable annuities. Annuities are financial products that provide a stream of income for an investor. They come in many forms, but all share the same basic principle: they pay out money over time after retirement. Our attorneys often […]
Selling Away – Unapproved or Illegal Investment Litigation
Financial advisors are prohibited from selling investments that are not approved for sale by their firm. This practice is known as “selling away.” Our attorneys have extensive experience litigating selling away cases against brokerage firms. If you or someone you know has questions about a selling away case, please contact us at 800-767-8040 for a […]
Don’t Get Short Circuited By a Trading Halts
As an investor, you’ve likely grown accustomed to dealing with periods of volatility. However, the pandemic and other recent events have created even higher levels of uncertainty for market participants, especially in early 2020. Statistics show just how much more: the March 2020 “Coronavirus Crash” broke all previous volatility records, when the S&P 500 […]
Warning Signs of Securities Fraud
As an investor, securities fraud is a risk that’s important to be aware of. Also referred to as stock fraud or investment fraud, securities fraud is a well-known white-collar crime that takes a variety of forms. In general, the FBI defines securities fraud as any tactic used to deceive investors or manipulate financial markets. Here […]
Privacy Policy
Privacy Policy Collection of Information Although you are not required to provide any personal information on the public areas of our website, you may choose to do so by completing certain contact or marketing forms. Should you do so, we may, for example, keep a record of your name, email address, and any other information […]
Prices and Time: Duty of Best Execution
The duty of best execution is a legal requirement under the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) rules. It mandates that brokers must always provide the most advantageous order execution possible for their customers at all times. The purpose of the rule is to prevent brokers from sending their […]