LaTour Asset Management and Barbara Burns Fined by Missouri Regulator
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Barbara Burns (CRD 6303432) and LaTour Asset Management were fined by the state of Missouri. Ms. Burns is also registered with Center Street Securities.
Details About the Fine
- According to the consent order, Burns and LaTour Asset Management engaged in “unethical business practices” by instructing clients to sign blank or incomplete documents.
- Burns and LaTour agreed to pay a fine of $40,000, and Burns was suspended for six months.
- LaTour will be subject to heightened supervision for a period of three years.