Stan Swinson Involved in REIT Disputes
Stan Swinson (CRD# 802756), formerly a broker registered with Wells Fargo, recommended unsuitable REITs, according to investor disputes. MDF Law is investigating the former Raleigh, North Carolina-based financial professional for similar conduct. If you suffered losses in your accounts, call us for a free consultation. To learn more about the disputes involving Mr. Swinson, continue […]
Kerrie Coe Allegedly Sold Unsuitable Investments
Kerrie Coe (CRD# 4951159), a broker registered with Wells Fargo, made unsuitable investment recommendations, according to an investor dispute. MDF Law is investigating the Indianapolis, Indianapolis-based financial professional for similar conduct. Investors with concerns about their accounts should contact our firm for a free, confidential consultation. To learn more about the allegations against Ms. Coe, […]
Howard Graham Suspended over Alleged Violations
Howard Graham (CRD# 717332), formerly a broker registered with StoneX Securities and Wells Fargo, was recently suspended by FINRA following alleged rule violations. MDF Law is currently investigating the former Ridgeland, Mississippi-based financial professional for misconduct. If you have concerns about investments you made with him, contact us for a free consultation. To learn more […]
Helen Caldwell Pleads Guilty to “Nearly $1.5 Million” Elder Fraud
Helen Caldwell (CRD# 1957501), formerly a broker registered with Citi and Wells Fargo, pleaded guilty to elder fraud, according to a January 25, 2024 report by the Chicago Sun-Times. MDF Law is investigating the former broker and investment adviser for similar conduct. If you have concerns about your accounts, contact us for a free consultation. […]
Sean Zhang Embroiled in Suitability Disputes
Sean Zhang (CRD# 5050282), formerly a broker registered with Wells Fargo, is involved in several investor disputes alleging unsuitable recommendations. MDF Law is investigating the former Alhambra, California-based financial professional for similar conduct. Investors with concerns are encouraged to contact us as soon as possible for a consultation. Details about the investor disputes involving Mr. […]
James Blaszyk Involved in $400,000 Suitability Dispute
James Blaszyk (CRD# 5364851), a broker registered with Wells Fargo, recommended unsuitable investments, according to an investor dispute. MDF Law is currently investigating the Boynton Beach-based financial professional for similar conduct. If you have concerns about your accounts, contact us for a free, confidential consultation. To learn more about the allegations against Mr. Blaszyk, continue […]
Raul Benitez Allegedly Sold Unsuitable NorthStar Investment
Raul Benitez (CRD# 4457185), formerly a broker registered with Wells Fargo and SunTrust, recommended unsuitable investments, according to investor disputes. MDF Law is investigating the Miami-based adviser, now registered with Aragon Capital, for similar conduct. If you have concerns about your accounts, contact us for a free consultation. To learn more about the allegations against […]
Wells Fargo’s Andy Hill Racks up More Customer Complaints
Andy Hill (CRD# 4606358), a broker registered with Wells Fargo Advisors, is embroiled in an investor dispute alleging he provided misleading information. This information can be found in his Financial Industry Regulatory Authority (FINRA) BrokerCheck profile, a record accessed on July 17, 2023. Mr. Hill is registered with his member firm’s branch offices in Atwater, […]
Wells Fargo’s James Paige Involved in More Investor Disputes
James Paige (CRD# 1726609), a broker registered with Wells Fargo Clearing Services, allegedly recommended unsuitable investments and made unauthorized trades, according to recent investor disputes. The disputes in question are disclosed in his BrokerCheck report, a record maintained by the Financial Industry Regulatory Authority (FINRA) and accessed on July 3, 2023. This report notes that […]
Former Wells Fargo Adviser Robert Player Has History of Disclosures
Robert Player (CRD# 2122678), an investment professional formerly registered with Wells Fargo, has been involved in customer disputes alleging his actions resulted in losses. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on April 7, 2022, he was previously based in Wells Fargo’s office in Garden City, New York. Customers: Player Made […]