Mark Just Involved in Suitability Disputes
Mark Just (CRD# 1138738), an investment adviser registered with The Just Company, recommended unsuitable investments, according to several investor disputes. MDF Law is investigating the Indianapolis-based financial professional, formerly a broker with Triad Advisors, for similar conduct. Current or former customers who suffered losses in their accounts should call us to discuss potential recovery options. […]
Triad Advisors Pays Fine and Restitution to Resolve FINRA Complaint
In December 2021, FINRA announced that it reached a settlement with Triad Advisors concerning it recommendation of the LJM Mutual Fund to customers. Here are the important details: From September 2016 until February 2018, Triad failed to conduct reasonable due diligence into the risks and features of the LJM Fund. Triad sold $2,267,000 in LJM […]