Austin Broker James Etter Resigns over Private Investment Deals
James Etter (CRD# 5576744), until recently a broker registered in Austin, resigned from NatAlliance Securities in April. According to a disclosure on his Financial Industry Regulatory Authority (FINRA) BrokerCheck record, accessed on June 14, 2023, his resignation stemmed from allegations involving an unapproved securities transaction. Why Did Etter Resign from NatAlliance? Mr. Etter submitted his […]