Robert Baird Resigns from Moors & Cabot Over Trading Improprieties
Former Moors & Cabot broker/adviser Robert Baird (CRD# 2217138) recently resigned from his member firm after an internal review of his trading activity. According to his Financial Industry Regulatory Authority (FINRA) BrokerCheck report, accessed on February 17, 2022, he was based in the firm’s office in Sarasota, Florida. Baird Resigned from Moors & Cabot After […]
Chip Dover: Florida Based Broker Has History of Six Figure Complaints
Chip Dover (CRD# 1514033), a broker registered with Moors & Cabot, was the recipient of customer complaints, according to Financial Industry Regulatory Authority (FINRA) records accessed on November 2, 2021. The Winter Park representative has also been sanctioned by state regulatory authorities. If you have lost money investing with Mr. Dover, the experienced broker fraud […]