Jeffrey Furniss Allegedly Sold Unsuitable Oil & Gas Investments
Jeffrey Furniss (CRD# 4888498), a broker registered with LPL Financial, recommended unsuitable oil and gas investments, according to recent disputes. MDF Law is investigating the Annapolis, Maryland-based financial professional, who does business as Charter Financial Group, for similar conduct. If you have concerns about investments in your portfolio, call us for a free consultation with […]
LPL Financial Fined $3 Million: E-Signature Allegations
LPL Financial agreed last year to pay a $3 million fine imposed by the Financial Industry Regulatory Authority. According to a Letter of Acceptance, Waiver, and Consent (No. 2020067897601) released in July 2023, FINRA alleged that the form failed to establish and maintain supervisory procedures governing customer fund transfers to third parties. It also alleged […]
Bryce Hamilton Allegedly Sold Unsuitable Private Placements
Bryce Hamilton (CRD# 4296113), a broker registered with LPL Financial, recommended unsuitable investments, according to a recent investor dispute. MDF Law is investigating the Cornelius, North Carolina-based financial professional, who does business as Highly Appreciated Capital, for similar conduct. If you suffered losses on investments he recommended, contact us for a free consultation. To learn […]
Mike McFeely Allegedly Sold Unsuitable Oil & Gas Investments
Mike McFeely (CRD# 5505995), a broker registered with LPL Financial, is involved in investor disputes alleging unsuitable investment recommendations. MDF Law is investigating the York, Pennsylvania financial advisor, who does business as Academy Financial, for similar conduct. If you have concerns about investments in your accounts, contact our law firm for a free consultation. To […]
Eileen Cure Allegedly Recommended Unsuitable Investments
Eileen Cure (CRD# 2224269), formerly a broker registered with LPL Financial and Avantax (previously H.D. Vest), recommended unsuitable investments, according to customer disputes. MDF Law is investigating the former Nederland, Texas-based financial professional for similar conduct. If you have concerns about your accounts, call our law firm for a free consultation. To learn more about […]
Robert Earls Allegedly Misappropriated Client Funds
Robert Earls (CRD# 1369915), formerly a broker registered with LPL Financial, misappropriated customer funds, according to recent investor disputes. MDF Law is investigating the former Roanoke, Virginia financial professional for similar conduct. Call us for a free consultation if you have concerns about your accounts. To learn more about the allegations against Mr. Earls, continue […]
Sean Mostero Allegedly Had “Inappropriate Relationship” with Client
Sean Mostero (CRD# 6447158), formerly a broker registered with LPL Financial, allegedly engaged in an inappropriate relationship with a client, according to an investor dispute. MDF Law is investigating the former Torrance, California financial professional for similar conduct. If you have concerns about investments you made with him, contact us for a free consultation. To […]
Rich Ceffalio Allegedly Recommended Unsuitable Investments
Rich Ceffalio (CRD# 2619565), formerly a broker registered with LPL Financial, recommended unsuitable investments, according to a recent investor dispute. MDF Law is currently investigating the Arlington Heights, Virginia financial professional for similar conduct. If you have concerns about investments in your account, call us for a free consultation today. More information about the allegations […]
Tamara Glenn Embroiled in Investor Disputes
Tamara Glenn (CRD# 4324857), formerly a broker registered with LPL Financial, is involved in investor disputes alleging unsuitable recommendations. MDF Law is investigating the former East Lansing, Michigan financial professional for similar conduct. If you have concerns about your accounts, contact us for a free consultation. Continue reading to learn more about the allegations against […]
Ed Baroncini: Excel Wealth Adviser Involved in ETF Disputes
Ed Baroncini (CRD# 3043354), a broker registered with LPL Financial, is involved in investor disputes alleging that supervisory failures caused more than $1 million in damages. MDF Law is investigating the Manchester, Connecticut financial professional and his advisory firm, Excel Wealth Management, for similar conduct. We urge investors with concerns to contact us immediately. More […]