Bill Carlton & Hans Hernandez Charged in Cherry-Picking Schemes
Bill Carlton (CRD# 1215541) and Hans Hernandez (CRD# 2109614), formerly brokers registered with Cetera Advisors and First Allied Securities, defrauded their customers, according to Securities and Exchange Commission charges. MDF Law is investigating the financial professionals for similar conduct. If you have concerns about investments in your accounts, contact us for a free and confidential […]
Former Manhattan Ridge Advisors Broker Brian Donnelly Sanctioned by FINRA
Former Manhattan Ridge Advisors broker Brian Donnelly (CRD# 4288121) of New Jersey was recently suspended for four months following an investigation by FINRA. The fine was announced on June 21, 2021 and as of June 22, 2022, Mr. Donnelly was not registered with any member firm. He was last associated with First Allied Securities. […]
Chad Barancyk: Customers File Arbitrations for REIT Losses
Financial Industry Regulatory Authority (FINRA) records accessed on October 20, 2021 indicate that former First Allied broker/adviser Chad Barancyk has received numerous pending customer complaints. These complaints relate to the sales of non-traded REITs. MDF Law encourages investors who have lost money investing with Mr. Barancyk (CRD# 4921433) to call us at 800-767-8040 for a […]